DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Larry Warren Sills
Feed of 09/14/2026
At current firm
0 y
since Mar 31, 2026
In the industry
42 y
since Oct 20, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Advisors LLC independent RIA currentsince Mar 31, 2026 · Beachwood, Oh
- Stratos Wealth Partners, Ltd BD affiliatedDec 2, 2024 to Jun 1, 2026 · Beachwood, Oh
- B. Riley Wealth Advisors, Inc. BD affiliatedJul 28, 2022 to Dec 24, 2024 · Beachwood, Oh
- B Riley Wealth Management formerOct 23, 2018 to Dec 31, 2022 · Mentor, Oh
- Wells Fargo Advisors wirehouseJan 4, 2000 to Oct 16, 2018 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- Stratos Wealth Partners, Ltd to Stratos Wealth Advisors LLCleft Jun 1, 2026, registered Mar 31, 2026 (-62 days) · Affiliated broker-dealer or bank to independent RIA
- B. Riley Wealth Advisors, Inc. to Stratos Wealth Partners, Ltdleft Dec 24, 2024, registered Dec 2, 2024 (-22 days) · Affiliated broker-dealer or bank to another
- B Riley Wealth Management to B. Riley Wealth Advisors, Inc.left Dec 31, 2022, registered Jul 28, 2022 (-156 days) · corporate re-registration, not a move
- Wells Fargo Advisors to B Riley Wealth Managementleft Oct 16, 2018, registered Oct 23, 2018 (7 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Larry Warren Sills left Stratos Wealth Partners, Ltd for Stratos Wealth Advisors Llc (registered 2026-03-31)Jun 1, 2026 · Advisor changed firm · fact
- Larry Warren Sills left B. Riley Wealth Advisors, Inc. for Stratos Wealth Partners, Ltd (registered 2024-12-02)Dec 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address