DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NFSG CORPORATION
NEW ROCHELLE, NY | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Apr 9, 2026 | n/a | yes | NEW ROCHELLE, NY|BOCA RATON, FL | Current employment |
| REALTA INVESTMENT ADVISORS, INC | Bd affiliated wealth | Nov 10, 2021 | Mar 31, 2026 | no | WILMINGTON, DE|NEW ROCHELLE, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 11, 2020 | Aug 20, 2021 | no | FORT LEE, NJ|POMPTON PLAINS, NJ|SHORT HILLS, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 20, 2013 | Sep 23, 2020 | no | NORWOOD, NJ|MONTVALE, NJ|NORWOOD, NJ|PARAMUS, NJ|MONTVALE, NJ|PARAMUS, NJ|FORT LEE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REALTA INVESTMENT ADVISORS, INC | NFSG CORPORATION | Mar 31, 2026 | Apr 9, 2026 | 9 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | REALTA INVESTMENT ADVISORS, INC | Aug 20, 2021 | Nov 10, 2021 | 82 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 23, 2020 | Sep 11, 2020 | -12 | Firm change | Wirehouse to wirehouse |