DFX Intelligence

D•••• E••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

D•••• E••• M•••••

Advisor at C••••••••• F•••••••• C•••••••••

CICERO, IN

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Search this name across graphsid dfx:ria:91aa4a2a-0ed7-f88b-535f-6ae64d8cec42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• C•••••••••	Independent wealth	Sep 1, 2020	n/a	yes	CICERO, IN	Current employment
C•••	Independent wealth	Sep 22, 2009	Jul 17, 2013	no	BLOOMINGTON, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	C•••	Aug 31, 2020	Sep 22, 2009	-3,996	Firm change after gap	Other
C•••	C••••••••• F•••••••• C•••••••••	Jul 17, 2013	Sep 1, 2020

Relationships

Registered with (4)

→ C••••••••• F•••••••• C•••••••••Registered adviserregistration: current employment
Sep 1, 2020 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Nov 19, 2002 to Aug 31, 2020factForm ADV
→ C•••Registered adviserregistration: previous registration
Sep 22, 2009 to Jul 17, 2013factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91aa4a2a-0ed7-f88b-535f-6ae64d8cec42
First observed: Jan 15, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.