RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••• M•••••
- C••••••••• F•••••••• C••••••••• independent RIA currentsince Sep 1, 2020 · Cicero, In
- C••• independent RIASep 22, 2009 to Jul 17, 2013 · Bloomington, In
- S•• BD affiliatedNov 19, 2002 to Aug 31, 2020 · Cicero, In
- F•• S••••••••• C••••••••• formerJan 15, 1999 to Nov 18, 2002 · Noblesville, In
- S•• to C•••left Aug 31, 2020, registered Sep 22, 2009 (-3996 days) · Other
- C••• to C••••••••• F•••••••• C•••••••••left Jul 17, 2013, registered Sep 1, 2020 (2603 days) · Other
- F•• S••••••••• C••••••••• to S••left Nov 18, 2002, registered Nov 19, 2002 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address