DFX Intelligence

D•••••• J••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••••• J••• S••••••

Advisor at I••••••••• S••••• H•••••••• L••

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:91affe86-4051-ac7d-f1c6-646b1d95598b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• S••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S••••• H•••••••• L••	Independent wealth	Jan 13, 2020	n/a	yes	KING OF PRUSSIA, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 4, 2018	n/a	yes	KING OF PRUSSIA, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	L•• F•••••••• L••	Jan 14, 2020	Oct 4, 2018	-467	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	P•••••• A•••••• G••••• L••	Dec 17, 2010	Jun 27, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:6413:NJ:2020-01-14	Jan 14, 2020	Oct 4, 2018	MORRISTOWN, NJ	Firm change after gap

Relationships

Registered with (6)

→ I••••••••• S••••• H•••••••• L••Registered adviserregistration: current employment
Jan 13, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 4, 2018 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 27, 2012 to Jan 14, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91affe86-4051-ac7d-f1c6-646b1d95598b
First observed: Jun 3, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.