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Advisor at U•• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• A••••••• | Institutional manager | Jan 27, 2023 | n/a | yes | Naples, FL|Falls Church, VA|GLASTONBURY, CT | Current employment |
| A•••••••• F•••• M••••••••• L•• | Asset manager | Dec 4, 2006 | Dec 16, 2009 | no | MENOMONEE FALLS, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••••• F•••• M••••••••• L•• | U•• A••••••• | Dec 16, 2009 | Jan 27, 2023 | 4,790 | Firm change after gap | Other |
| S••••• C•••••• M••••••••• I•• | A•••••••• F•••• M••••••••• L•• | Dec 31, 2004 | Dec 4, 2006 |
| S••••• C•••••• M••••••••• I•• | n/a | Oct 31, 2002 | Dec 31, 2004 | no | MENOMONEE FALLS, WI | Previous registration |
| 703 |
| Firm change after gap |
| Other |