RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• C•••••• W•••••
- U•• A••••••• institutional currentsince Jan 27, 2023 · Naples, Fl
- A•••••••• F•••• M••••••••• L•• asset managerDec 4, 2006 to Dec 16, 2009 · Menomonee Falls, Wi
- S••••• C•••••• M••••••••• I•• unclassifiedOct 31, 2002 to Dec 31, 2004 · Menomonee Falls, Wi
- A•••••••• F•••• M••••••••• L•• to U•• A•••••••left Dec 16, 2009, registered Jan 27, 2023 (4790 days) · Other
- S••••• C•••••• M••••••••• I•• to A•••••••• F•••• M••••••••• L••left Dec 31, 2004, registered Dec 4, 2006 (703 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address