DFX Intelligence

S•••• J• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

S•••• J• P••••••••

Advisor at S•••••••• S•••••••••

Boston, MA | Needham, MA

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Search this name across graphsid dfx:ria:1898d3dd-c412-b54a-ab68-3fe50ad88775

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Jan 9, 2024	n/a	yes	Boston, MA\|Needham, MA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Aug 19, 2015	Nov 16, 2023	no	CANTON, MA\|SYRACUSE, NY\|WESTWOOD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	S•••••••• S•••••••••	Nov 16, 2023	Jan 9, 2024	54	Firm change	Ibd to ibd
I•••••••• L••	C••••••• S••••••••• I•••	Sep 17, 2013	Aug 19, 2015

Relationships

Registered with (3)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 19, 2015 to Nov 16, 2023factForm ADV
→ I•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2011 to Sep 17, 2013factForm ADV

Dated events

Occurred
Nov 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1898d3dd-c412-b54a-ab68-3fe50ad88775
First observed: Nov 29, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.