E••• D••• H•••

Advisor at G•••••• W••••• P•••••••• L••

APPLETON, WI

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Search this name across graphsid dfx:ria:91deb31b-ff32-ffd9-03ba-f5e0ff1d4110

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• W••••• P•••••••• L••	Independent wealth	Oct 6, 2022	n/a	yes	APPLETON, WI	Current employment
A•••••••• P•••• I•••	Former SEC adviser	Feb 23, 2018	Dec 31, 2022	no	Appleton, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• P•••• I•••	G•••••• W••••• P•••••••• L••	Dec 31, 2022	Oct 6, 2022	-86	Bulk transfer	RIA to new firm
S•• I••••••••• I•••	A•••••••• P•••• I•••	Feb 14, 2018	Feb 23, 2018

Relationships

Registered with (6)

→ G•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ A•••••••• P•••• I•••Registered adviserregistration: previous registration
Feb 23, 2018 to Dec 31, 2022factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2016 to Feb 14, 2018factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91deb31b-ff32-ffd9-03ba-f5e0ff1d4110
First observed: Dec 1, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.