DFX Intelligence

M•••••• J••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

M•••••• J••• S••••

Advisor at L•• F•••••••• L••

CANONSBURG, PA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:be126c09-7376-1406-c981-3f4529086370

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 5, 2022	n/a	yes	CANONSBURG, PA\|SAN DIEGO, CA	Current employment
N•••••• A•••••••	Bd affiliated wealth	Nov 1, 2021	Dec 5, 2022	no	NEW ORLEANS, LA\|Canonsburg, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	L•• F•••••••• L••	Dec 5, 2022	Dec 5, 2022	0	Firm change	Ibd to RIA
M•• A••••••• F•••••••• M••••••••• I•••	N•••••• A•••••••	Nov 1, 2021	Nov 1, 2021

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 5, 2022 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Nov 1, 2021 to Dec 5, 2022factForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2015 to Nov 1, 2021factForm ADV
→ C••••• A••••••• L••

Dated events

Occurred
Dec 5, 2022
Advisor changed firm
M•••••• J••• S•••• left N•••••• A••••••• for L•• F•••••••• L•• (registered 2022-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be126c09-7376-1406-c981-3f4529086370
First observed: Sep 16, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.