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RIA / WealthAdvisor26 years in industry

KATHLEEN HONOR MCCARTHY

Advisor at ARCHER INVESTMENT CORPORATION

Fairview Park, OH | CARMEL, IN

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Search this name across graphsid dfx:ria:91ef8642-b4f9-8779-258d-81e456d106a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARCHER INVESTMENT CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 21, 2000
First registration: Apr 12, 2005
Dual registered: no
Other names: KATE MCCARTHY|Katy H McCarthy|KATHLEEN H MCCARTHY
IAPD individual key: 1677723

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARCHER INVESTMENT CORPORATION	Independent wealth	Jun 5, 2023	n/a	yes	CARMEL, IN\|Fairview Park, OH	Current employment
JASON M ORSKY WEALTH MANAGEMENT LLC	n/a	Jan 3, 2017	Aug 23, 2023	no	WESTLAKE, OH	Previous registration
JASON M ORSKY WEALTH MANAGEMENT LLC	n/a	Jan 3, 2017	Dec 31, 2020	no	WESTLAKE, OH	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Oct 3, 2014	Jan 4, 2017	no	FAIRVIEW PARK, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Oct 8, 2014	no	WESTLAKE, OH\|Pepper Pike, OH	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Mar 2, 2009	Oct 5, 2009	no	WESTLAKE, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 12, 2005	Feb 26, 2009	no	WESTLAKE, OH\|WESTLAKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JASON M ORSKY WEALTH MANAGEMENT LLC	ARCHER INVESTMENT CORPORATION	Aug 23, 2023	Jun 5, 2023	-79	Firm change after gap	Other
SII INVESTMENTS, INC.	JASON M ORSKY WEALTH MANAGEMENT LLC	Jan 4, 2017	Jan 3, 2017	-1	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SII INVESTMENTS, INC.	Oct 8, 2014	Oct 3, 2014	-5	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	AMERIPRISE ADVISOR SERVICES, INC.	Feb 26, 2009	Mar 2, 2009	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170277:136403:OH:2023-08-23	Aug 23, 2023	Jun 5, 2023	WESTLAKE, OH	Firm change after gap

Relationships

Registered with (6)

→ ARCHER INVESTMENT CORPORATIONRegistered adviserregistration: current employment
Jun 5, 2023 to presentfactForm ADV
→ JASON M ORSKY WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 3, 2017 to Aug 23, 2023factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 3, 2014 to Jan 4, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Oct 8, 2014factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Mar 2, 2009 to Oct 5, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 12, 2005 to Feb 26, 2009factForm ADV

Dated events

Occurred
Aug 23, 2023
Advisor changed firm
Kathleen Honor Mccarthy left Jason M Orsky Wealth Management Llc for Archer Investment Corporation (registered 2023-06-05)
Form ADVobserved 6 days ago