T••• H••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | CAMPBELL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91f6f255-c04a-23bc-4a32-c51cf3ba3b1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	May 12, 2020	n/a	yes	NEWPORT BEACH, CA\|CAMPBELL, CA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Sep 16, 2011	Apr 27, 2020	no	SAN JOSE, CA\|NEWPORT BEACH, CA\|CAMPBELL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	May 12, 2020	15	Bulk transfer	RIA to RIA
E••••••• F•••••••• G••••• L•••	B••••• P••••• W••••• A•••••••• L••	Oct 31, 2011	Sep 16, 2011

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
May 12, 2020 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2011 to Apr 27, 2020factForm ADV
→ E••••••• F•••••••• G••••• L•••Registered adviserregistration: previous registration
Jan 31, 2011 to Oct 31, 2011factForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91f6f255-c04a-23bc-4a32-c51cf3ba3b1f
First observed: Jun 18, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.