DFX Intelligence

K•••••• D••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

K•••••• D••• C•••••

Advisor at C••••••••• W•••••• L••

San Francisco, CA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:91f88a05-d4cd-6bf5-5c01-8510c1e77ab6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Jan 8, 2025	n/a	yes	OVERLAND PARK, KS\|San Francisco, CA	Current employment
O••• W••••• M••••••••• L••	Independent wealth	Dec 21, 2018	Mar 28, 2019	no	MENLO PARK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• W••••• M••••••••• L••	C••••••••• W•••••• L••	Mar 28, 2019	Jan 8, 2025	2,113	Firm change after gap	RIA to RIA
O••• A•••••••• I•••	O••• W••••• M••••••••• L••	Jun 8, 2017	Dec 21, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
132996:299704:CA:2017-06-08	Jun 8, 2017	Dec 21, 2018	CUPERTINO, CA	Firm change after gap

Relationships

Registered with (7)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ O••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 21, 2018 to Mar 28, 2019factForm ADV
→ O••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2014 to Jun 8, 2017factForm ADV
→ S••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91f88a05-d4cd-6bf5-5c01-8510c1e77ab6
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.