DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Monterey Wealth
Wealth manager with institutional or fund businessAtlanta, GeorgiaCRD 172577SEC 801-118647websiteIAPD
Legal name Monterey Wealth Partners LLC
Latest filing Aug 28, 2026
First filing on the tape Apr 1, 2020 · 18 filings
SEC status approved since May 1, 2020
RAUM
$300M
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
43%
$129M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$75.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$300M as of Aug 28, 2026
Mar 17, 2021$204M then
HNW client RAUM$104M as of Aug 28, 2026
Mar 17, 2021$20.8M then
State-registered IARs (5.B.3)3 as of Aug 28, 2026
Mar 17, 20212 then
Employees (5.A)3 as of Aug 28, 2026
Mar 17, 20212 then
Private funds: no history
RAUM +26% over the last fiscal year+8.7% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $75.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $882,647derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 57%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $18.3M, 40 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$170M57%
- High-net-worth individuals$104M35%
- Individuals$25.7M8.6%
- Corporations and businesses$500,0000.2%
- Individual clients
- 87reported
- HNW clients
- 34reported
- Pension plan clients
- 36reported
- Charitable clients
- n/areported
- Accounts
- 340reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.3M for 40 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.43 fund_share=0.0 institutional_share=0.57 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jay William CohenCertified Financial Planner | Atlanta, Ga | May 19, 2020 | 24 y | 3 |
| David E DuncanCertified Financial Planner | Atlanta, Ga | May 19, 2020 | 14 y | 1 |
| Tyler Scott HendersonCertified Financial Planner | Atlanta, Ga | Dec 16, 2022 | 18 y | 2 |
| Richard Lewis Holland | Atlanta, Ga | May 1, 2026 | 39 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Richard Lewis Holland from Wealthspire Retirement AdvisoryMay 1, 2026 · Other
- Tyler Scott Henderson from Oxford Financial PartnersDec 16, 2022 · RIA to RIA
- Jay William Cohen from LPL Financial LLCMay 19, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- David E Duncan from LPL Financial LLCMay 19, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from LPL Financial LLCMay 18, 2020 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Jay Cohen · Presidentcontrolsince 05/2020 · owns less than 5%
- E David Duncan · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- William Jay Cohen · Ownercontrolsince 12/2022 · owns 75% or more of Monterey Financial Partners, Inc.
- E David Duncan · Ownercontrolsince 12/2022 · owns 75% or more of Duncan Financial Partners, Inc.
Entity owners
- Duncan Financial Partners, Inc. · Ownerdirect · owns 10% to 25%
- Monterey Financial Partners, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Aug 28, 2026institutional share of RAUM of 57% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 19.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 337 to 340Feb 17, 2025 to Jan 26, 2026
- HNW clients · 28 to 34Feb 17, 2025 to Jan 26, 2026
- Individual clients · 82 to 87Feb 17, 2025 to Jan 26, 2026
- Pension plan clients · 34 to 36Feb 17, 2025 to Jan 26, 2026
- Assets in custody · $6.3M to $18.3MFeb 17, 2025 to Jan 26, 2026
- Financial planning clients · 1-10 to 0Feb 17, 2025 to Jan 26, 2026
- Discretionary RAUM · $109M to $138MFeb 17, 2025 to Jan 26, 2026
- HNW RAUM · $83.7M to $104MFeb 17, 2025 to Jan 26, 2026
- Individual RAUM · $26.1M to $25.7MFeb 17, 2025 to Jan 26, 2026
- Non-discretionary RAUM · $129M to $163MFeb 17, 2025 to Jan 26, 2026
- Pension RAUM · $127M to $170MFeb 17, 2025 to Jan 26, 2026
- RAUM · $238M to $300MFeb 17, 2025 to Jan 26, 2026
- Accounts · 311 to 337Oct 14, 2024 to Feb 17, 2025
- HNW clients · 26 to 28Oct 14, 2024 to Feb 17, 2025
- Individual clients · 77 to 82Oct 14, 2024 to Feb 17, 2025
- Pension plan clients · 28 to 34Oct 14, 2024 to Feb 17, 2025
- Assets in custody · $5.8M to $6.3MOct 14, 2024 to Feb 17, 2025
- Financial planning clients · 0 to 1-10Oct 14, 2024 to Feb 17, 2025
- Discretionary RAUM · $101M to $109MOct 14, 2024 to Feb 17, 2025
- HNW RAUM · $80.9M to $83.7MOct 14, 2024 to Feb 17, 2025
- Individual RAUM · $20.4M to $26.1MOct 14, 2024 to Feb 17, 2025
- Non-discretionary RAUM · $177M to $129MOct 14, 2024 to Feb 17, 2025
- Pension RAUM · $176M to $127MOct 14, 2024 to Feb 17, 2025
- RAUM · $278M to $238MOct 14, 2024 to Feb 17, 2025
- Accounts · 258 to 311Feb 2, 2023 to Jan 16, 2024
- HNW clients · 24 to 26Feb 2, 2023 to Jan 16, 2024
- Individual clients · 64 to 77Feb 2, 2023 to Jan 16, 2024
- Pension plan clients · 29 to 28Feb 2, 2023 to Jan 16, 2024
- Assets in custody · $9.7M to $5.8MFeb 2, 2023 to Jan 16, 2024
- Financial planning clients · 1-10 to 0Feb 2, 2023 to Jan 16, 2024
- Discretionary RAUM · $77.2M to $101MFeb 2, 2023 to Jan 16, 2024
- HNW RAUM · $60.4M to $80.9MFeb 2, 2023 to Jan 16, 2024
- Individual RAUM · $15.0M to $20.4MFeb 2, 2023 to Jan 16, 2024
- Non-discretionary RAUM · $156M to $177MFeb 2, 2023 to Jan 16, 2024
- Pension RAUM · $158M to $176MFeb 2, 2023 to Jan 16, 2024
- RAUM · $234M to $278MFeb 2, 2023 to Jan 16, 2024
- Accounts · 184 to 258Jan 9, 2023 to Feb 2, 2023
- Advisory employees · 2 to 3Jan 9, 2023 to Feb 2, 2023
- HNW clients · 13 to 24Jan 9, 2023 to Feb 2, 2023
- Individual clients · 46 to 64Jan 9, 2023 to Feb 2, 2023
Signals
2 dated events
- E David Duncan (Chief Compliance Officer) appeared on Schedule A of Monterey WealthFeb 2, 2023 · Control person joined · fact
- Monterey Financial Partners, Inc. filed its initial SEC registration (Form ADV)Apr 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-201-2284reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-446-2998reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- MONTEREYWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-201-2285reportedpublic record, Form ADV, Aug 28, 2026
- Contact form
- montereywealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026