DFX Intelligence

M•••••• R•• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)28 years in industry

M•••••• R•• B•••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

RHINELANDER, WI

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Search this name across graphsid dfx:ria:920f4b30-f6eb-ec05-2aaf-4278d6fb722e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 29, 2014	n/a	yes	RHINELANDER, WI	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Jul 21, 2006	Sep 4, 2014	no	WAUSAU, WI\|RHINELANDER, WI\|WAUSAU, WI\|Milwaukee, WI\|RHINELANDER, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 4, 2014	Aug 29, 2014	-6	Firm change	Other
P••••••••• B•••••••• S•••••••• I•••	M•• F•••••••• S•••••••• I•••	Jul 17, 2006	Jul 21, 2006

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 29, 2014 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2006 to Sep 4, 2014factForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2004 to Jul 17, 2006factForm ADV
→ G•••• L•••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:920f4b30-f6eb-ec05-2aaf-4278d6fb722e
First observed: Oct 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.