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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SHERMICKER SHEREE GALLOWAY

Advisor at CETERA INVESTMENT ADVISERS LLC

ST. CLOUD, MN | Fate, TX

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Search this name across graphsid dfx:ria:92177232-fa15-9a55-bf22-5cb97b04dd58

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 17, 2006
First registration: Dec 10, 2014
Dual registered: yes, broker-dealer
Other names: MEKA SHEREE MONEY|MEKA SHEREE GALLOWAY|SHERMICKER SHEREE MONEY
IAPD individual key: 4343077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	ST. CLOUD, MN\|Fate, TX	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 10, 2023	Jun 29, 2023	no	EL SEGUNDO, CA\|Fate, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 1, 2018	Dec 31, 2021	no	Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|COLUMBUS, OH\|COLUMBUS, OH	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Apr 4, 2017	Mar 9, 2018	no	Plano, TX\|MCLEAN, VA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 5, 2015	Jan 27, 2017	no	DALLAS, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 10, 2014	Jul 27, 2015	no	ADDISON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	CETERA ADVISOR NETWORKS LLC	Dec 31, 2021	May 10, 2023	495	Firm change after gap	Wirehouse to ibd
CAPITAL ONE ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Mar 9, 2018	Apr 1, 2018	23	Firm change	Other
LPL FINANCIAL LLC	CAPITAL ONE ADVISORS, LLC	Jan 27, 2017	Apr 4, 2017	67	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	LPL FINANCIAL LLC	Jul 27, 2015	Aug 5, 2015	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136865:79:VA:2018-02-26	Mar 9, 2018	Apr 1, 2018	MCLEAN, VA	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 10, 2023 to Jun 29, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 1, 2018 to Dec 31, 2021factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 4, 2017 to Mar 9, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 5, 2015 to Jan 27, 2017factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 10, 2014 to Jul 27, 2015factForm ADV

Dated events

No dated event names this entity yet.