DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shermicker Sheree Galloway
Feed of 09/15/2026
Also filed as Meka Sheree Money
At current firm
3 y
since Jun 29, 2023
In the industry
20 y
since Feb 17, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · St. Cloud, Mn
- Cetera Advisor Networks LLC formerMay 10, 2023 to Jun 29, 2023 · El Segundo, Ca
- J.P. Morgan Securities LLC wirehouseApr 1, 2018 to Dec 31, 2021 · Plano, Tx
- Capital One Advisors, LLC formerApr 4, 2017 to Mar 9, 2018 · Plano, Tx
- LPL Financial LLC BD affiliatedAug 5, 2015 to Jan 27, 2017 · Dallas, Tx
- Usaa Financial Planning Services formerDec 10, 2014 to Jul 27, 2015 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Cetera Advisor Networks LLCleft Dec 31, 2021, registered May 10, 2023 (495 days) · Wirehouse to affiliated broker-dealer or bank
- Capital One Advisors, LLC to J.P. Morgan Securities LLCleft Mar 9, 2018, registered Apr 1, 2018 (23 days) · Other · moved with a team
- LPL Financial LLC to Capital One Advisors, LLCleft Jan 27, 2017, registered Apr 4, 2017 (67 days) · Other
- Usaa Financial Planning Services to LPL Financial LLCleft Jul 27, 2015, registered Aug 5, 2015 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address