DFX Intelligence

C•••• E••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant23 years in industry

C•••• E••••• C••••••••

Advisor at H•••• • G••••• W••••• M••••••••• L••

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9219d691-f643-651b-91c1-35de63fb8363

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• • G••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• • G••••• W••••• M••••••••• L••	Independent wealth	Jun 29, 2018	n/a	yes	PORTLAND, OR	Current employment
C•• F•••••••• S•••••••	Independent wealth	Jan 3, 2011	Oct 5, 2018	no	LAKE OSWEGO, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C•• F•••••••• S•••••••	Dec 19, 2019	Jan 3, 2011	-3,272	Firm change after gap	Other
C•• F•••••••• S•••••••	H•••• • G••••• W••••• M••••••••• L••	Oct 5, 2018	Jun 29, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:155446:OR:2019-12-19	Dec 19, 2019	Jan 3, 2011	TUALATIN, OR	Firm change after gap
155446:297368:OR:2018-10-05	Oct 5, 2018	Jun 29, 2018	LAKE OSWEGO, OR	Firm change after gap

Relationships

Registered with (3)

→ H•••• • G••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 29, 2018 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 5, 2006 to Dec 19, 2019factForm ADV
→ C•• F•••••••• S•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 5, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9219d691-f643-651b-91c1-35de63fb8363
First observed: Sep 5, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.