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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES, LLC, CRD 155446

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d56ae8f5-46cd-94dc-6cf1-db7f4f107938

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Nov 15, 2013 to Aug 20, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $876MItem 5.F on the latest filing (2026-08-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $856M
Private client RAUM: $849MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $125Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,103
Individual clients: 932
High net worth clients: 208
Custody, client assets: $17.1M
SEC number: 801-78845
CRD: 155446
Filings on the tape: 44
First filed: Nov 15, 2013
Latest filed: Aug 20, 2026
Organised: Limited Liability Company, OR
Website: cgcfinancialservices.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GLEN ALLEN CLEMANS	n/a	LAKE OSWEGO, OR	15	39	n/a	no
DAVENA MARIE YEE	n/a	LAKE OSWEGO, OR	9	18	n/a	no
NOAH STEINBRENNER	n/a	LAKE OSWEGO, OR	4	11	1	no
SHANE NEAL HUNT	Certified Financial Planner	LAKE OSWEGO, OR	3	11	1	no
AIDAN Jude RANDALL	n/a	LAKE OSWEGO, OR	1	11	n/a	no
KOBE Myles GUSTAFSON	n/a	LAKE OSWEGO, OR	0	11	1	no
MAXIMUS MOLYNEUX	n/a	LAKE OSWEGO, OR	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLEMANS, GLEN, ALLEN	SENIOR PARTNER	D	yes	08/2006	Nov 15, 2013	Nov 11, 2024
KEENER, SHANNON, NICOLE	Trader	A	no	10/2018	Oct 30, 2018	Nov 11, 2024
MELLINGER, KELLY, FRANCES	TEAM LEAD	B	no	10/2018	Oct 30, 2018	Nov 11, 2024
REINERT, DENISE, LOUISE	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	A	no	11/2021	Dec 20, 2021	Nov 11, 2024
YEE, DAVENA, MARIE	FINANCIAL ADVISOR	B	no	10/2018	Oct 30, 2018	Nov 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$876M	$856M	13	5	0	n/a	n/a
2024	Mar 19, 2025	$737M	$724M	12	4	0	n/a	n/a
2023	Mar 28, 2024	$665M	$621M	14	3	0	n/a	n/a
2022	Mar 8, 2023	$619M	$590M	13	4	0	n/a	n/a
2021	Mar 16, 2022	$677M	$643M	13	4	0	n/a	n/a
2020	Mar 19, 2021	$584M	$553M	12	3	0	n/a	n/a
2019	Mar 16, 2020	$470M	$442M	3	3	0	n/a	n/a
2018	Mar 5, 2019	$384M	$372M	3	3	0	n/a	n/a
2017	Mar 20, 2018	$622M	$573M	6	6	0	n/a	n/a
2016	Mar 30, 2017	$490M	$412M	14	5	n/a	n/a	n/a
2015	Mar 10, 2016	$309M	$189M	13	7	n/a	n/a	n/a
2014	Mar 2, 2015	$227M	$0	13	7	n/a	n/a	n/a
2013	Mar 12, 2014	$157M	$0	13	7	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$876M	$737M	18.8%	$619M	12.3%	13	12	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HORST & GRABEN WEALTH MANAGEMENT, LLC	3	Oct 5, 2018	Jun 29, 2018	LAKE OSWEGO, OR	Firm absorbed	RIA to new firm	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC WEALTH, INC.	2	Dec 19, 2019	Jan 3, 2011	TUALATIN, OR	Team lift out	Ibd to RIA	0.1%

Relationships

Registered with (11)

← KOBE Myles GUSTAFSONAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← MAXIMUS MOLYNEUXAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← AIDAN Jude RANDALLAdvisorregistration: current employment
May 5, 2025 to presentfactForm ADV
← SHANE NEAL HUNTAdvisorregistration: current employment
Jun 18, 2023 to presentfactForm ADV
← NOAH STEINBRENNERAdvisorregistration: current employment
Nov 23, 2021 to presentfactForm ADV
← DAVENA MARIE YEEAdvisorregistration: current employment
Oct 20, 2016 to presentfactForm ADV
← GLEN ALLEN CLEMANSAdvisorregistration: current employment
Jan 3, 2011 to presentfactForm ADV
← TAMMI JO ORTEGAAdvisorregistration: previous registration
Nov 30, 2015 to Jun 5, 2023factForm ADV
← CASEY EDWARD CLEVELANDAdvisorregistration: previous registration
Jan 3, 2011 to Oct 5, 2018factForm ADV
← JAMIESON LOGAN GRABENHORSTAdvisorregistration: previous registration
Jan 3, 2011 to Oct 5, 2018factForm ADV
← MEGAN MARGARETE RICHARDSONAdvisorregistration: previous registration
Feb 13, 2018 to Oct 5, 2018factForm ADV

Controls (1)

← CLEMANS, GLEN, ALLENOwnerSENIOR PARTNER, ownership code D, individual
Nov 15, 2013 to Nov 11, 2024factForm ADV

Owns (4)

← REINERT, DENISE, LOUISEOwnerCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER, ownership code A, individual
Dec 20, 2021 to Nov 11, 2024factForm ADV
← YEE, DAVENA, MARIEOwnerFINANCIAL ADVISOR, ownership code B, individual
Oct 30, 2018 to Nov 11, 2024factForm ADV
← MELLINGER, KELLY, FRANCESOwnerTEAM LEAD, ownership code B, individual
Oct 30, 2018 to Nov 11, 2024factForm ADV
← KEENER, SHANNON, NICOLEOwnerTRADER, ownership code A, individual
Oct 30, 2018 to Nov 11, 2024factForm ADV

Moved with (2)

→ HORST & GRABEN WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 5, 2018 to Jun 29, 2018factForm ADV
← OSAIC WEALTH, INC.Registered adviser2 advisors, team lift out, same day
Dec 19, 2019 to Jan 3, 2011factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
Tammi Jo Ortega left Cgc Financial Services for Lpl Financial Llc (registered 2023-06-01)
Form ADVobserved 5 days ago
Occurred
Jun 1, 2023
Control person left
Jo Tammi Ortega (Chief Compliance Officer) no longer on Schedule A of Cgc Financial Services (listed 2023-04-20, absent 2023-06-01)
Form ADVobserved 5 days ago
Occurred
Oct 30, 2018
Regulatory AUM changed
Cgc Financial Services reported RAUM $375.2M, down 40% from $621.9M (2018-06-18 to 2018-10-30)
Form ADVobserved 5 days ago
$-247M
Occurred
Mar 20, 2018
Regulatory AUM changed
Cgc Financial Services reported RAUM $621.9M, up 27% from $490.2M (2017-03-30 to 2018-03-20)
Form ADVobserved 5 days ago
$132M
Occurred
Nov 15, 2013
First Form ADV filing
Cgc Financial Services filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d56ae8f5-46cd-94dc-6cf1-db7f4f107938
First observed: Nov 15, 2013
Last observed: Aug 20, 2026 31 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES, LLC, CRD 155446

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d56ae8f5-46cd-94dc-6cf1-db7f4f107938

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GLEN ALLEN CLEMANS

n/a

LAKE OSWEGO, OR

n/a

DAVENA MARIE YEE

n/a

LAKE OSWEGO, OR

n/a

NOAH STEINBRENNER

n/a

LAKE OSWEGO, OR

SHANE NEAL HUNT

Certified Financial Planner

LAKE OSWEGO, OR

AIDAN Jude RANDALL

n/a

LAKE OSWEGO, OR

n/a

KOBE Myles GUSTAFSON

n/a

LAKE OSWEGO, OR

MAXIMUS MOLYNEUX

n/a

LAKE OSWEGO, OR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLEMANS, GLEN, ALLEN

SENIOR PARTNER

yes

08/2006

Nov 15, 2013

Nov 11, 2024

KEENER, SHANNON, NICOLE

Trader

10/2018

Oct 30, 2018

Nov 11, 2024

MELLINGER, KELLY, FRANCES

TEAM LEAD

10/2018

Oct 30, 2018

Nov 11, 2024

REINERT, DENISE, LOUISE

CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER

11/2021

Dec 20, 2021

Nov 11, 2024

YEE, DAVENA, MARIE

FINANCIAL ADVISOR

10/2018

Oct 30, 2018

Nov 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$876M

$856M

n/a

2024

Mar 19, 2025

$737M

$724M

n/a

2023

Mar 28, 2024

$665M

$621M

n/a

2022

Mar 8, 2023

$619M

$590M

n/a

2021

Mar 16, 2022

$677M

$643M

n/a

2020

Mar 19, 2021

$584M

$553M

n/a

2019

Mar 16, 2020

$470M

$442M

n/a

2018

Mar 5, 2019

$384M

$372M

n/a

2017

Mar 20, 2018

$622M

$573M

n/a

2016

Mar 30, 2017

$490M

$412M

n/a

2015

Mar 10, 2016

$309M

$189M

n/a

2014

Mar 2, 2015

$227M

n/a

2013

Mar 12, 2014

$157M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$876M

$737M

18.8%

$619M

12.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HORST & GRABEN WEALTH MANAGEMENT, LLC

Oct 5, 2018

Jun 29, 2018

LAKE OSWEGO, OR

Firm absorbed

RIA to new firm

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC WEALTH, INC.

Dec 19, 2019

Jan 3, 2011

TUALATIN, OR

Team lift out

Ibd to RIA

0.1%