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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HORST & GRABEN WEALTH MANAGEMENT, LLC

CRD 297368

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1cebd9b-3aa1-d1a4-f472-3eeb1d09710c

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: May 25, 2018 to Mar 19, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $920MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $839M
Private client RAUM: $851MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $230Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,442
Individual clients: 1,082
High net worth clients: 217
SEC number: 801-113498
CRD: 297368
Filings on the tape: 24
First filed: May 25, 2018
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, OR
Website: horstandgrabenwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CASEY EDWARD CLEVELAND	Certified Financial Planner\|Chartered Financial Consultant	PORTLAND, OR	8	23	2	no
JAMIESON LOGAN GRABENHORST	n/a	PORTLAND, OR	8	25	2	no
EDWARD EUGENE TRUAX	Chartered Financial Consultant	PORTLAND, OR	6	37	n/a	no
Rebecca Eugenia Phillips	Certified Financial Planner	PORTLAND, OR	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLEVELAND, CASEY, EDWARD	OWNER/TRUSTEE	D	yes	05/2007	May 25, 2018	Jun 26, 2024
CLEVELAND, CASEY, EDWARD	FOUNDING PARTNER / CHIEF COMPLIANCE OFFICER	Na	yes	05/2018	May 25, 2018	Jun 26, 2024
GRABENHORST, JAMIESON, LOGAN	MANAGING PARTNER / FOUNDING PARTNER	E	yes	05/2018	May 25, 2018	Jun 26, 2024
Cleveland, Margaret	OWNER/TRUSTEE	D	no	05/2007	Jul 10, 2018	Jun 26, 2024
THE CASEY AND MOLLY CLEVELAND REVOCABLE LIVING TRUST, DATED 5/2/07	Owner	B	no	05/2007	Jan 13, 2020	Jun 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
THE DALLES	Or	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$920M	$839M	10	4	1	n/a	n/a
2024	Mar 14, 2025	$797M	$731M	8	3	1	n/a	n/a
2023	Mar 21, 2024	$650M	$587M	7	3	2	n/a	n/a
2022	Mar 24, 2023	$577M	$515M	7	5	2	n/a	n/a
2021	Feb 22, 2022	$606M	$535M	6	4	0	n/a	n/a
2020	Feb 16, 2021	$543M	$447M	4	4	0	n/a	n/a
2019	Jan 13, 2020	$409M	$386M	4	4	0	n/a	n/a
2018	Feb 11, 2019	$313M	$289M	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$920M	$797M	15.5%	$577M	16.8%	10	8	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CGC FINANCIAL SERVICES	3	Oct 5, 2018	Jun 29, 2018	LAKE OSWEGO, OR	Firm absorbed	RIA to new firm	50.0%

Relationships

Registered with (6)

← Rebecca Eugenia PhillipsAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← EDWARD EUGENE TRUAXAdvisorregistration: current employment
Dec 20, 2019 to presentfactForm ADV
← CASEY EDWARD CLEVELANDAdvisorregistration: current employment
Jun 29, 2018 to presentfactForm ADV
← JAMIESON LOGAN GRABENHORSTAdvisorregistration: current employment
Jun 29, 2018 to presentfactForm ADV
← MEGAN MARGARETE RICHARDSONAdvisorregistration: previous registration
Jun 29, 2018 to Feb 1, 2024factForm ADV
← PATRICK A YAGHOOBIANSAdvisorregistration: previous registration
Mar 2, 2021 to Sep 19, 2023factForm ADV

Controls (2)

← CLEVELAND, CASEY, EDWARDOwnerOWNER/TRUSTEE, ownership code D, individual
May 25, 2018 to Jun 26, 2024factForm ADV
← GRABENHORST, JAMIESON, LOGANOwnerMANAGING PARTNER / FOUNDING PARTNER, ownership code E, individual
May 25, 2018 to Jun 26, 2024factForm ADV

Owns (2)

← Cleveland, MargaretOwnerOWNER/TRUSTEE, ownership code D, individual
Jul 10, 2018 to Jun 26, 2024factForm ADV
← THE CASEY AND MOLLY CLEVELAND REVOCABLE LIVING TRUST, DATED 5/2/07OwnerOWNER, ownership code B, domestic entity
Jan 13, 2020 to Jun 26, 2024factForm ADV

Moved with (1)

← CGC FINANCIAL SERVICESRegistered adviser3 advisors, firm absorbed, same day
Oct 5, 2018 to Jun 29, 2018factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Megan Margarete Richardson left Horst & Graben Wealth Management, Llc for Allium Financial Advisors, Llc (registered 2024-03-05)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2023
Advisor changed firm
Patrick A Yaghoobians left Horst & Graben Wealth Management, Llc for Empirical Wealth Management (registered 2023-09-28)
Form ADVobserved 6 days ago
Occurred
Feb 16, 2021
Regulatory AUM changed
Horst & Graben Wealth Management, Llc reported RAUM $543.2M, up 33% from $408.9M (2020-09-15 to 2021-02-16)
Form ADVobserved 6 days ago
$134M
Occurred
May 25, 2018
First Form ADV filing
Horst & Graben Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1cebd9b-3aa1-d1a4-f472-3eeb1d09710c
First observed: May 25, 2018
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HORST & GRABEN WEALTH MANAGEMENT, LLC

CRD 297368

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1cebd9b-3aa1-d1a4-f472-3eeb1d09710c

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CASEY EDWARD CLEVELAND

Certified Financial Planner|Chartered Financial Consultant

PORTLAND, OR

JAMIESON LOGAN GRABENHORST

n/a

PORTLAND, OR

EDWARD EUGENE TRUAX

Chartered Financial Consultant

PORTLAND, OR

n/a

Rebecca Eugenia Phillips

Certified Financial Planner

PORTLAND, OR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLEVELAND, CASEY, EDWARD

OWNER/TRUSTEE

yes

05/2007

May 25, 2018

Jun 26, 2024

CLEVELAND, CASEY, EDWARD

FOUNDING PARTNER / CHIEF COMPLIANCE OFFICER

yes

05/2018

May 25, 2018

Jun 26, 2024

GRABENHORST, JAMIESON, LOGAN

MANAGING PARTNER / FOUNDING PARTNER

yes

05/2018

May 25, 2018

Jun 26, 2024

Cleveland, Margaret

OWNER/TRUSTEE

05/2007

Jul 10, 2018

Jun 26, 2024

THE CASEY AND MOLLY CLEVELAND REVOCABLE LIVING TRUST, DATED 5/2/07

Owner

05/2007

Jan 13, 2020

Jun 26, 2024

City

State

Country

Employees

Also broker-dealer

THE DALLES

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$920M

$839M

n/a

2024

Mar 14, 2025

$797M

$731M

n/a

2023

Mar 21, 2024

$650M

$587M

n/a

2022

Mar 24, 2023

$577M

$515M

n/a

2021

Feb 22, 2022

$606M

$535M

n/a

2020

Feb 16, 2021

$543M

$447M

n/a

2019

Jan 13, 2020

$409M

$386M

n/a

2018

Feb 11, 2019

$313M

$289M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$920M

$797M

15.5%

$577M

16.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CGC FINANCIAL SERVICES

Oct 5, 2018

Jun 29, 2018

LAKE OSWEGO, OR

Firm absorbed

RIA to new firm

50.0%