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Advisor at TRUIST ADVISORY SERVICES, INC.
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Apr 25, 2022 | n/a | yes | RICHMOND, VA | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jun 30, 2016 | Apr 22, 2022 | no | Richmond, VA|BIRMINGHAM, AL | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Dec 22, 2011 | Jun 30, 2016 | no | RICHMOND, VA | Previous registration |
| ANDERSON & STRUDWICK, INCORPORATED | Former SEC adviser | Oct 31, 2006 | Dec 15, 2011 | no | RICHMOND, VA|RICHMOND, VA|RICHMOND, VA | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Feb 3, 2005 | Jun 7, 2006 | no | RICHMND, VA | Previous registration |
| H. BECK, INC. | Former SEC adviser | May 1, 2003 | Feb 3, 2005 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | TRUIST ADVISORY SERVICES, INC. | Apr 22, 2022 | Apr 25, 2022 | 3 | Firm change | Ibd to ibd |
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jun 30, 2016 | Jun 30, 2016 | 0 | Bulk transfer | Other |
| ANDERSON & STRUDWICK, INCORPORATED | STERNE AGEE ASSET MANAGEMENT, INC. | Dec 15, 2011 | Dec 22, 2011 | 7 | Firm change | Other |
| TOWER SQUARE SECURITIES, INC. | ANDERSON & STRUDWICK, INCORPORATED | Jun 7, 2006 | Oct 31, 2006 | 146 | Firm change | Other |
| H. BECK, INC. | TOWER SQUARE SECURITIES, INC. | Feb 3, 2005 | Feb 3, 2005 | 0 | Firm change | Other |