RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M••••••• W•••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 25, 2022 · Richmond, Va
- S••••• A••••••• I••• BD affiliatedJun 30, 2016 to Apr 22, 2022 · Richmond, Va
- S••••• A••• A•••• M••••••••• I••• formerDec 22, 2011 to Jun 30, 2016 · Richmond, Va
- A••••••• • S••••••••• I••••••••• formerOct 31, 2006 to Dec 15, 2011 · Richmond, Va
- T•••• S••••• S••••••••• I••• formerFeb 3, 2005 to Jun 7, 2006 · Richmnd, Va
- H• B•••• I••• formerMay 1, 2003 to Feb 3, 2005 · Richmond, Va
- S••••• A••••••• I••• to T••••• A••••••• S•••••••• I•••left Apr 22, 2022, registered Apr 25, 2022 (3 days) · Affiliated broker-dealer or bank to another
- S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
- A••••••• • S••••••••• I••••••••• to S••••• A••• A•••• M••••••••• I•••left Dec 15, 2011, registered Dec 22, 2011 (7 days) · Other
- T•••• S••••• S••••••••• I••• to A••••••• • S••••••••• I•••••••••left Jun 7, 2006, registered Oct 31, 2006 (146 days) · Other
- H• B•••• I••• to T•••• S••••• S••••••••• I•••left Feb 3, 2005, registered Feb 3, 2005 (0 days) · Other
- T•••••• M••••••• W••••• left S••••• A••••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2022-04-25)Apr 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address