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RIA / WealthAdvisorCertified Financial Planner30 years in industry

GAIL M HARRIS

Advisor at WEALTHSPIRE ADVISORS

NEW YORK, NY

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Search this name across graphsid dfx:ria:922710dd-d877-05aa-3586-9e64b6f3f074

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S65|S63
First exam: Nov 21, 1995
First registration: Oct 29, 1996
Dual registered: no
Other names: GAIL BAKER|GAIL M BAKER|GAIL MARIE HARRIS|GAIL MARIE BAKER
IAPD individual key: 2662316

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE ADVISORS	Independent wealth	Dec 14, 2018	n/a	yes	NEW YORK, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 27, 2014	Mar 8, 2017	no	NEW YORK, NY	Previous registration
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	Jul 19, 2006	Aug 2, 2007	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 29, 1996	Jul 31, 2006	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WEALTHSPIRE ADVISORS	Mar 8, 2017	Dec 14, 2018	646	Firm change after gap	Wirehouse to RIA
WILLIAM BLAIR & COMPANY L.L.C.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 2, 2007	May 27, 2014	2,490	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WILLIAM BLAIR & COMPANY L.L.C.	Jul 31, 2006	Jul 19, 2006	-12	Firm change	Other

Relationships

Registered with (3)

→ WEALTHSPIRE ADVISORSRegistered adviserregistration: current employment
Dec 14, 2018 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 27, 2014 to Mar 8, 2017factForm ADV
→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: previous registration
Jul 19, 2006 to Aug 2, 2007factForm ADV

Dated events

No dated event names this entity yet.