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Advisor at LPL FINANCIAL LLC
JEFFERSON CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 17, 2024 | n/a | yes | JEFFERSON CITY, MO | Current employment |
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Apr 3, 2023 | Jul 17, 2024 | no | Columbia, MO|CHICAGO, IL | Previous registration |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Jun 14, 2019 | Jun 16, 2023 | no | Troy, MO|NASHVILLE, TN|Columbia, MO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 19, 2016 | Jun 20, 2019 | no | Chesterfield, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | LPL FINANCIAL LLC | Jul 17, 2024 | Jul 17, 2024 | 0 | Firm change | Ibd to ibd |
| CENTER STREET ADVISORS, INC. | ARETE WEALTH ADVISORS, LLC | Jun 16, 2023 | Apr 3, 2023 | -74 | Firm change after gap | RIA to ibd |
| MML INVESTORS SERVICES, LLC | CENTER STREET ADVISORS, INC. | Jun 20, 2019 | Jun 14, 2019 | -6 | Firm change | Ibd to RIA |