RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 17, 2024 · Jefferson City, Mo
- A•••• W••••• A•••••••• L•• BD affiliatedApr 3, 2023 to Jul 17, 2024 · Columbia, Mo
- C••••• S••••• A•••••••• I••• formerJun 14, 2019 to Jun 16, 2023 · Troy, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 19, 2016 to Jun 20, 2019 · Chesterfield, Mo
- A•••• W••••• A•••••••• L•• to L•• F•••••••• L••left Jul 17, 2024, registered Jul 17, 2024 (0 days) · Affiliated broker-dealer or bank to another
- C••••• S••••• A•••••••• I••• to A•••• W••••• A•••••••• L••left Jun 16, 2023, registered Apr 3, 2023 (-74 days) · RIA to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to C••••• S••••• A•••••••• I•••left Jun 20, 2019, registered Jun 14, 2019 (-6 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• T•••••••• left A•••• W••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2024-07-17)Jul 17, 2024 · Advisor changed firm · fact
- J••••• T•••••••• left C••••• S••••• A•••••••• I••• for A•••• W••••• A•••••••• L•• (registered 2023-04-03)Jun 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address