DFX Intelligence

J•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

J•••••• D•••••••

Advisor at N•••••• C•••••• G••••• L••

RED BANK, NJ

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Search this name across graphsid dfx:ria:9249977a-09ab-d676-0c44-f40feea1ef75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• C•••••• G••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• C•••••• G••••• L••	Mixed wealth	Aug 27, 2014	n/a	yes	RED BANK, NJ	Current employment
S•••••••• S•••••••••	Bd affiliated wealth	Dec 21, 2012	Jun 28, 2013	no	Brick, NJ\|TOMS RIVER, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	N•••••• C•••••• G••••• L••	Jun 28, 2013	Aug 27, 2014	425	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• S•••••••••	Jul 27, 2012	Dec 21, 2012

Relationships

Registered with (4)

→ N•••••• C•••••• G••••• L••Registered adviserregistration: current employment
Aug 27, 2014 to presentfactForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Dec 21, 2012 to Jun 28, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 27, 2010 to Jul 27, 2012factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9249977a-09ab-d676-0c44-f40feea1ef75
First observed: Dec 12, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.