DFX Intelligence

P••• V•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultant28 years in industry

P••• V•••••• S•••••

Advisor at I••• W••••• M••••••••• L••

OMAHA, NE | Aiken, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• W••••• M••••••••• L••	Independent wealth	Feb 28, 2018	n/a	yes	Aiken, SC\|OMAHA, NE	Current employment
F•••••••• E••••• S•••••••• I•••	Former SEC adviser	Aug 25, 2009	Feb 26, 2018	no	FORT MYERS, FL\|SAN DIEGO, CA\|AIKEN, SC\|OCALA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E••••• S•••••••• I•••	I••• W••••• M••••••••• L••	Feb 26, 2018	Feb 28, 2018	2	Firm change	Other
M•• F•••••••• S•••••••• I•••	F•••••••• E••••• S•••••••• I•••	Aug 6, 2009	Aug 25, 2009

Relationships

Registered with (4)

→ I••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 28, 2018 to presentfactForm ADV
→ F•••••••• E••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2009 to Feb 26, 2018factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2007 to Aug 6, 2009factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.