DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Vincent Sipala
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Paul Vincent Jr Sipala
At current firm
8 y
since Feb 28, 2018
In the industry
28 y
since Oct 27, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Iams Wealth Management, LLC independent RIA currentsince Feb 28, 2018 · Aiken, Sc
- Foresters Equity Services, Inc. formerAug 25, 2009 to Feb 26, 2018 · Fort Myers, Fl
- Msi Financial Services, Inc. formerApr 16, 2007 to Aug 6, 2009 · Ft. Myers, Fl
- Transamerica Financial Advisors, LLC BD affiliatedJun 30, 2004 to Feb 13, 2007 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- Foresters Equity Services, Inc. to Iams Wealth Management, LLCleft Feb 26, 2018, registered Feb 28, 2018 (2 days) · Other
- Msi Financial Services, Inc. to Foresters Equity Services, Inc.left Aug 6, 2009, registered Aug 25, 2009 (19 days) · Other
- Transamerica Financial Advisors, LLC to Msi Financial Services, Inc.left Feb 13, 2007, registered Apr 16, 2007 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address