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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

ANGEL MENDEZ

Advisor at J.P. MORGAN SECURITIES LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:9263e8df-cdf7-cde7-07af-7c80c68e4015

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 17, 2010
First registration: Jul 20, 2010
Dual registered: yes, broker-dealer
Other names: ANGEL R MENDEZ|ANGEL RUDY MENDEZ
IAPD individual key: 5502322

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 27, 2018	n/a	yes	HOUSTON, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 11, 2013	Jul 2, 2018	no	HOUSTON, TX\|BELLAIRE, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Apr 11, 2013	May 3, 2013	no	SAN ANTONIO, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Sep 8, 2011	Apr 15, 2013	no	SAN ANTONIO, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jul 20, 2010	Jun 28, 2011	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Jul 2, 2018	Jun 27, 2018	-5	Firm change	Wirehouse to wirehouse
USAA FINANCIAL PLANNING SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 3, 2013	Oct 11, 2013	161	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Apr 15, 2013	Apr 11, 2013	-4	Bulk transfer	Other
MORGAN STANLEY	USAA INVESTMENT SERVICES COMPANY	Jun 28, 2011	Sep 8, 2011	72	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:79:TX:2018-06-05	Jul 2, 2018	Jun 27, 2018	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 27, 2018 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 11, 2013 to Jul 2, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 11, 2013 to May 3, 2013factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Sep 8, 2011 to Apr 15, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 20, 2010 to Jun 28, 2011factForm ADV

Dated events

No dated event names this entity yet.