DFX Intelligence

C••••••• A•• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C••••••• A•• K•••

Advisor at M•••• W••••• M••••••••• L••

NAPLES, FL

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Search this name across graphsid dfx:ria:9274c48d-cd83-2819-db61-3215d4838e9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W••••• M••••••••• L••	Independent wealth	Mar 10, 2026	n/a	yes	NAPLES, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Aug 3, 2023	Feb 17, 2026	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	M•••• W••••• M••••••••• L••	Feb 17, 2026	Mar 10, 2026	21	Firm change	Ibd to RIA
J••••• M••••••••• S•••• L••	R•••••• J•••• • A••••••••• I•••	Jul 31, 2023	Aug 3, 2023

Relationships

Registered with (4)

→ M•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2023 to Feb 17, 2026factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Sep 4, 2019 to Jul 31, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9274c48d-cd83-2819-db61-3215d4838e9f
First observed: Jun 19, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.