DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• A•• K•••

M•••• W••••• M••••••••• L••independent RIANaples, FlIA-onlyIAPD 2295377

Feed of 09/14/2026

Also filed as Charissa Ann Nester

At current firm

0 y

since Mar 10, 2026

In the industry

33 y

since Nov 16, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• W••••• M••••••••• L•• independent RIA current
since Mar 10, 2026 · Naples, Fl
R•••••• J•••• • A••••••••• I••• national BD
Aug 3, 2023 to Feb 17, 2026 · Naples, Fl
J••••• M••••••••• S•••• L•• BD affiliated
Sep 4, 2019 to Jul 31, 2023 · Naples, Fl
W•••• F•••• A••••••• wirehouse
Jun 19, 2019 to Aug 27, 2019 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to M•••• W••••• M••••••••• L••
left Feb 17, 2026, registered Mar 10, 2026 (21 days) · Affiliated broker-dealer or bank to independent RIA
J••••• M••••••••• S•••• L•• to R•••••• J•••• • A••••••••• I•••
left Jul 31, 2023, registered Aug 3, 2023 (3 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••
left Aug 27, 2019, registered Sep 4, 2019 (8 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C••••••• A•• K••• left R•••••• J•••• • A••••••••• I••• for M•••• W••••• M••••••••• L•• (registered 2026-03-10)
Feb 17, 2026 · Advisor changed firm · fact
C••••••• A•• K••• left J••••• M••••••••• S•••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-08-03)
Jul 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address