DFX Intelligence

S••••• J••• G••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

S••••• J••• G••••••• K•••••

Advisor at C•••••• W••••• I•••••••••

SCRANTON, PA

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Search this name across graphsid dfx:ria:927b0ed8-c1b0-418b-a84d-d43a7a7b7e84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• I•••••••••	Independent wealth	Dec 18, 2020	n/a	yes	SCRANTON, PA	Current employment
W•••••••	Independent wealth	Dec 5, 2017	Feb 4, 2021	no	SCRANTON, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••	C•••••• W••••• I•••••••••	Feb 4, 2021	Dec 18, 2020	-48	Firm change after gap	RIA to new firm
P••••••• W••••• P•••••••	W•••••••	Dec 31, 2017	Dec 5, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
288705:311698:PA:2021-02-04	Feb 4, 2021	Dec 18, 2020	SCRANTON, PA	Firm change after gap
145507:288705:FL:2017-12-31	Dec 31, 2017	Dec 5, 2017	TAMPA, FL	Firm change
19616:145507:PA:2017-05-23	May 23, 2017	May 19, 2017	SCRANTON, PA	Firm change

Relationships

Registered with (4)

→ C•••••• W••••• I•••••••••Registered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ W•••••••Registered adviserregistration: previous registration
Dec 5, 2017 to Feb 4, 2021factForm ADV
→ P••••••• W••••• P•••••••Registered adviserregistration: previous registration
May 19, 2017 to Dec 31, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:927b0ed8-c1b0-418b-a84d-d43a7a7b7e84
First observed: Nov 7, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.