RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J••• G••••••• K•••••
- C•••••• W••••• I••••••••• independent RIA currentsince Dec 18, 2020 · Scranton, Pa
- W••••••• independent RIADec 5, 2017 to Feb 4, 2021 · Scranton, Pa
- P••••••• W••••• P••••••• formerMay 19, 2017 to Dec 31, 2017 · Scranton, Pa
- W•••• F•••• A••••••• wirehouseNov 7, 2007 to May 23, 2017 · Scranton, Pa
- W••••••• to C•••••• W••••• I•••••••••left Feb 4, 2021, registered Dec 18, 2020 (-48 days) · RIA to a newly registered adviser · moved with a team
- P••••••• W••••• P••••••• to W•••••••left Dec 31, 2017, registered Dec 5, 2017 (-26 days) · Other · moved with a team
- W•••• F•••• A••••••• to P••••••• W••••• P•••••••left May 23, 2017, registered May 19, 2017 (-4 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address