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Advisor at ALIGHT FINANCIAL ADVISORS, LLC
CHARLOTTE, NC | Douglassville, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Jun 15, 2019 | n/a | yes | Douglassville, PA|CHARLOTTE, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 8, 2003 | Jul 24, 2007 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALIGHT FINANCIAL ADVISORS, LLC | Jul 24, 2007 | Jun 15, 2019 | 4,344 | Firm change after gap | Wirehouse to RIA |