DFX Intelligence

A•••••••• J••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

A•••••••• J••••• M••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

WINTER SPRINGS, FL | PLYMOUTH, MN

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 20, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 27, 2022	n/a	yes	PLYMOUTH, MN\|WINTER SPRINGS, FL	Current employment
A•••• W••••• M••••••••• L••	Independent wealth	Mar 28, 2018	May 23, 2022	no	MAITLAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• A••••••• G••••• I•••	A•••• W••••• M••••••••• L••	Jun 30, 2022	Mar 28, 2018	-1,555	Firm change after gap	RIA to RIA
D•••• C•••••• M••••••••• L••	D•••• A••••••• G••••• I•••	Jun 30, 2022	Apr 27, 2015

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 27, 2022 to presentfactForm ADV
→ D•••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 27, 2015 to Jun 30, 2022factForm ADV
→ D•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2014 to Jun 30, 2022factForm ADV
→ A•••• W••••• M••••••••• L••

Dated events

Order

Occurred
30 Jun 2022
Advisor changed firm2 events
A•••••••• J••••• M••••: advisor changed firm, 2 firms, on 30 Jun 2022
- ••• Locked
- ••• Locked
Occurred
23 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 20, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.