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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DELTA ADVISORY GROUP, INC.

CRD 105966

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b8e43ca-76ac-ee4a-9980-d8ed8d0f6a7c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 0
Observed: Dec 9, 2011 to Mar 31, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $216MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $216M
Private client RAUM: $215MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $43.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 930
Individual clients: 413
High net worth clients: 55
Custody, client assets: $99.0M
SEC number: 801-126783
CRD: 105966
Filings on the tape: 25
First filed: Dec 9, 2011
Latest filed: Mar 31, 2026
Organised: Corporation, FL
Website: deltaadvisory.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DONALD CARL NESTOR	Certified Financial Planner	MAITLAND, FL	20	43	2	no
CHARLES CLARENCE SMITH	n/a	MAITLAND, FL	16	48	2	no
ROY FRANCISCO MIRANDA	n/a	MAITLAND, FL	16	43	2	no
Anthony Alexander DeLuca	Certified Financial Planner	MAITLAND, FL	6	10	n/a	no
ALEXANDER PHILLIP PETSOS	n/a	MAITLAND, FL	5	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARENCE-PELTON, LTD.	SHAREHOLDER/OWNER	E	yes	01/1996	Dec 9, 2011	Apr 1, 2024
Johnson, Megan, Rebecca	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Mar 31, 2018	Apr 1, 2024
SMITH, CHARLES, CLARENCE	GENERAL PARTNER	F	yes	01/1996	Dec 9, 2011	Apr 1, 2024
SMITH, CHARLES, CLARENCE	CHAIRMAN, PRESIDENT	Na	yes	01/1996	Dec 9, 2011	Apr 1, 2024
SMITH, REBECCA, ELLIOTT	LIMITED PARTNER	F	yes	01/1996	Dec 9, 2011	Apr 1, 2024
NESTOR, DONALD, CARL	SENIOR VICE PRESIDENT	Na	no	01/2006	Dec 9, 2011	Apr 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DELTA CAPITAL MANAGEMENT, LLC	n/a	Institutional manager	$277M	N	no	n/a
AEGIS WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$190M	N	yes	n/a
DELTA INSURANCE GROUP, LLC	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Maitland	FL	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$216M	$216M	8	5	1	n/a	n/a
2024	Mar 31, 2025	$193M	$193M	7	5	1	n/a	n/a
2023	Apr 1, 2024	$174M	$174M	7	5	1	n/a	n/a
2022	Mar 31, 2023	$154M	$154M	7	5	1	n/a	n/a
2017	May 7, 2018	$26.8M	$26.8M	7	5	1	n/a	n/a
2016	Mar 28, 2017	$30.7M	$30.7M	3	2	n/a	n/a	n/a
2015	Mar 29, 2016	$26.7M	$26.7M	3	2	n/a	n/a	n/a
2014	Mar 30, 2015	$25.2M	$25.2M	2	1	n/a	n/a	n/a
2013	Mar 28, 2014	$23.9M	$23.9M	2	1	n/a	n/a	n/a
2012	Mar 25, 2013	$20.9M	$20.9M	2	1	n/a	n/a	n/a
2011	Mar 28, 2012	$21.4M	$21.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$216M	$193M	12.3%	$154M	12.1%	8	7	1	1

Relationships

Affiliated with (4)

→ DELTA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV
→ AEGIS WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← DELTA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← AEGIS WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (10)

← ALEXANDER PHILLIP PETSOSAdvisorregistration: current employment
Aug 29, 2022 to presentfactForm ADV
← Anthony Alexander DeLucaAdvisorregistration: current employment
Jun 7, 2022 to presentfactForm ADV
← ROY FRANCISCO MIRANDAAdvisorregistration: current employment
Jul 27, 2010 to presentfactForm ADV
← CHARLES CLARENCE SMITHAdvisorregistration: current employment
Oct 20, 2009 to presentfactForm ADV
← DONALD CARL NESTORAdvisorregistration: current employment
Jan 5, 2006 to presentfactForm ADV
← LARRY EUGENE FOSTERAdvisorregistration: previous registration
Sep 6, 2022 to Jan 25, 2023factForm ADV
← Alexander Joseph MooreAdvisorregistration: previous registration
Apr 27, 2015 to Jun 30, 2022factForm ADV
← CHRISTOPHER ELLIOTT TRUESDELLAdvisorregistration: previous registration
Dec 8, 2015 to Oct 6, 2017factForm ADV
← Myra Pearle NicholsonAdvisorregistration: previous registration
Feb 24, 2010 to Mar 28, 2017factForm ADV
← BARBARA GAYLE DEBOERAdvisorregistration: previous registration
Mar 17, 2004 to Nov 10, 2004factForm ADV

Owns (1)

← NESTOR, DONALD, CARLOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Dec 9, 2011 to Apr 1, 2024factForm ADV

Controls (4)

← SMITH, REBECCA, ELLIOTTOwnerLIMITED PARTNER, ownership code F, individual
Dec 9, 2011 to Apr 1, 2024factForm ADV
← Johnson, Megan, RebeccaOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2018 to Apr 1, 2024factForm ADV
← SMITH, CHARLES, CLARENCEOwnerGENERAL PARTNER, ownership code F, individual
Dec 9, 2011 to Apr 1, 2024factForm ADV
← CLARENCE-PELTON, LTD.OwnerSHAREHOLDER/OWNER, ownership code E, domestic entity
Dec 9, 2011 to Apr 1, 2024factForm ADV

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
Larry Eugene Foster left Delta Advisory Group, Inc. for Horter Investment Management, Llc (registered 2023-02-21)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2022
Control person left
Donovan Sean Casterline (Ceo/President) no longer on Schedule A of Delta Advisory Group, Inc. (listed 2018-07-25, absent 2022-09-23)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2022
First Form ADV filing
Delta Advisory Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Jun 30, 2022
Advisor changed firm
Alexander Joseph Moore left Delta Advisory Group, Inc. for Aegis Wealth Management, Llc (registered 2018-03-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b8e43ca-76ac-ee4a-9980-d8ed8d0f6a7c
First observed: Dec 9, 2011
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DELTA ADVISORY GROUP, INC.

CRD 105966

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b8e43ca-76ac-ee4a-9980-d8ed8d0f6a7c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DONALD CARL NESTOR

Certified Financial Planner

MAITLAND, FL

CHARLES CLARENCE SMITH

n/a

MAITLAND, FL

ROY FRANCISCO MIRANDA

n/a

MAITLAND, FL

Anthony Alexander DeLuca

Certified Financial Planner

MAITLAND, FL

n/a

ALEXANDER PHILLIP PETSOS

n/a

MAITLAND, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARENCE-PELTON, LTD.

SHAREHOLDER/OWNER

yes

01/1996

Dec 9, 2011

Apr 1, 2024

Johnson, Megan, Rebecca

CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 31, 2018

Apr 1, 2024

SMITH, CHARLES, CLARENCE

GENERAL PARTNER

yes

01/1996

Dec 9, 2011

Apr 1, 2024

SMITH, CHARLES, CLARENCE

CHAIRMAN, PRESIDENT

yes

01/1996

Dec 9, 2011

Apr 1, 2024

SMITH, REBECCA, ELLIOTT

LIMITED PARTNER

yes

01/1996

Dec 9, 2011

Apr 1, 2024

NESTOR, DONALD, CARL

SENIOR VICE PRESIDENT

01/2006

Dec 9, 2011

Apr 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DELTA CAPITAL MANAGEMENT, LLC

n/a

Institutional manager

$277M

n/a

AEGIS WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$190M

yes

n/a

DELTA INSURANCE GROUP, LLC

n/a

City

State

Country

Employees

Also broker-dealer

Maitland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$216M

n/a

2024

Mar 31, 2025

$193M

n/a

2023

Apr 1, 2024

$174M

n/a

2022

Mar 31, 2023

$154M

n/a

2017

May 7, 2018

$26.8M

n/a

2016

Mar 28, 2017

$30.7M

n/a

2015

Mar 29, 2016

$26.7M

n/a

2014

Mar 30, 2015

$25.2M

n/a

2013

Mar 28, 2014

$23.9M

n/a

2012

Mar 25, 2013

$20.9M

n/a

2011

Mar 28, 2012

$21.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$216M

$193M

12.3%

$154M

12.1%