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G••• S•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)26 years in industry

G••• S•••• S•••••••

Advisor at S•••••• C•••••• M•••••••••

Annapolis, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:928ec57f-96df-d130-fe48-fde2f42b63f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• M•••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• M•••••••••	Mixed wealth	Feb 23, 2026	n/a	yes	Annapolis, MD	Current employment
S••••••• A•••• M••••••••• L••	Former SEC adviser	Feb 25, 2013	Mar 30, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• A•••• M••••••••• L••	S•••••• C•••••• M•••••••••	Mar 30, 2026	Feb 23, 2026	-35	Firm change after gap	Other
R•••••• J•••• • A••••••••• I•••	S••••••• A•••• M••••••••• L••	Feb 25, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
166133:104720:TN:2026-03-30	Mar 30, 2026	Feb 23, 2026	MEMPHIS, TN	Firm change after gap

Relationships

Registered with (5)

→ S•••••• C•••••• M•••••••••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ S••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2013 to Mar 30, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Feb 25, 2013factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
G••• S•••• S••••••• left S••••••• A•••• M••••••••• L•• for S•••••• C•••••• M••••••••• (registered 2026-02-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:928ec57f-96df-d130-fe48-fde2f42b63f1
First observed: Sep 28, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.