RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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G••• S•••• S•••••••
- S•••••• C•••••• M••••••••• mixed wealth currentsince Feb 23, 2026 · Annapolis, Md
- S••••••• A•••• M••••••••• L•• formerFeb 25, 2013 to Mar 30, 2026 · Memphis, Tn
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Feb 25, 2013 · Memphis, Tn
- M••••• K••••• • C••••••• L•• formerSep 2, 2005 to Feb 13, 2013 · Memphis, Tn
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 28, 2000 to Sep 9, 2005 · Baltimore, Md
- S••••••• A•••• M••••••••• L•• to S•••••• C•••••• M•••••••••left Mar 30, 2026, registered Feb 23, 2026 (-35 days) · Other · moved with a team
- R•••••• J•••• • A••••••••• I••• to S••••••• A•••• M••••••••• L••left Feb 25, 2013, registered Feb 25, 2013 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to M••••• K••••• • C••••••• L••left Sep 9, 2005, registered Sep 2, 2005 (-7 days) · Other
- G••• S•••• S••••••• left S••••••• A•••• M••••••••• L•• for S•••••• C•••••• M••••••••• (registered 2026-02-23)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address