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R••• N••••••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

R••• N••••••• N•••

Advisor at V••• R••••••••• A•••••••• L••

WINDSOR, CT | Manhattan Beach, CA

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Search this name across graphsid dfx:ria:92a01454-9e8b-771b-fdb5-40dd272155fa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• R••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V••• R••••••••• A•••••••• L••	Other adviser	Jul 14, 2025	n/a	yes	WINDSOR, CT\|Manhattan Beach, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	Mar 5, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	V••• R••••••••• A•••••••• L••	Mar 5, 2024	Jul 14, 2025	496	Firm change after gap	Other
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024

Relationships

Registered with (5)

→ V••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Mar 5, 2024factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2022 to Jan 19, 2024factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
R••• N••••••• N••• left O•••• W•••••• I••• for V••• R••••••••• A•••••••• L•• (registered 2025-07-14)
Form ADVobserved 7 days ago
Occurred
Sep 15, 2022
Advisor changed firm
R••• N••••••• N••• left P•••••••• S••••••••• I••• for W••••••• F•••••••• S•••••••• I••• (registered 2022-11-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92a01454-9e8b-771b-fdb5-40dd272155fa
First observed: Mar 12, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.