DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Nicholas Noto
Feed of 09/15/2026
Also filed as Ryan Nicholas Noto
At current firm
1 y
since Jul 14, 2025
In the industry
19 y
since Mar 12, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Jul 14, 2025 · Windsor, Ct
- Osaic Wealth, Inc. BD affiliatedJan 19, 2024 to Mar 5, 2024 · South Pasadena, Ca
- Woodbury Financial Services, Inc. formerNov 3, 2022 to Jan 19, 2024 · South Pasadena, Ca
- Principal Securities, Inc. BD affiliatedNov 22, 2017 to Sep 15, 2022 · Glendale, Ca
- UBS Financial Services Inc. wirehouseMar 12, 2007 to Mar 20, 2008 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Voya Retirement Advisors, LLCleft Mar 5, 2024, registered Jul 14, 2025 (496 days) · Other
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Principal Securities, Inc. to Woodbury Financial Services, Inc.left Sep 15, 2022, registered Nov 3, 2022 (49 days) · Affiliated broker-dealer or bank to another
- UBS Financial Services Inc. to Principal Securities, Inc.left Mar 20, 2008, registered Nov 22, 2017 (3534 days) · Other
Signals
- Ryan Nicholas Noto left Osaic Wealth, Inc. for Voya Retirement Advisors, Llc (registered 2025-07-14)Mar 5, 2024 · Advisor changed firm · fact
- Ryan Nicholas Noto left Principal Securities, Inc. for Woodbury Financial Services, Inc. (registered 2022-11-03)Sep 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address