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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PATTON ALBERTSON & MILLER LLC

CRD 126145

MACON, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92b069b2-5c08-5d3e-797d-f0dc83bf797d

Data as of Jun 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Jun 2, 2015
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $526MItem 5.F on the latest filing (2015-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $517M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 9
Accounts: 845
Custody, client assets: $5,000
SEC number: 801-61959
CRD: 126145
Filings on the tape: 23
First filed: Mar 23, 2012
Latest filed: Jun 2, 2015
Organised: Limited Liability Company, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBERTSON, JOHN, MARC	PRINCIPAL, DIRECTOR OF CLIENT SERVICES	C	yes	03/2003	Mar 23, 2012	Jun 2, 2015
MILLER, WILLIAM, PRESS	PRINCIPAL, CHIEF INVESTMENT OFFICER	C	yes	03/2003	Mar 23, 2012	Jun 2, 2015
PATTON, JAMES, B	MANAGING PRINCIPAL AND CEO	C	yes	03/2003	Mar 23, 2012	Jun 2, 2015
BRYANT, LISA, M	CHIEF COMPLIANCE OFFICER	Na	no	09/2012	Oct 3, 2012	Jun 2, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	n/a	no
Chattanooga	Tn	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 9, 2015	$526M	$517M	16	9	n/a	n/a	n/a
2013	Mar 14, 2014	$516M	$509M	15	9	n/a	n/a	n/a
2012	Feb 28, 2013	$495M	$486M	16	11	n/a	n/a	n/a
2011	Mar 23, 2012	$420M	$407M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$526M	$516M	1.8%	$420M	7.8%	16	15	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PATTON ALBERTSON MILLER GROUP, LLC	5	Nov 30, 2015	Dec 4, 2015	MACON, GA	Firm absorbed	Other	62.5%
PATTON ALBERTSON MILLER GROUP, LLC	3	Nov 30, 2015	Nov 30, 2015	CHATTANOOGA, TN	Channel change	Other	37.5%

Relationships

Controls (3)

← MILLER, WILLIAM, PRESSOwnerPRINCIPAL, CHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← ALBERTSON, JOHN, MARCOwnerPRINCIPAL, DIRECTOR OF CLIENT SERVICES, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← PATTON, JAMES, BOwnerMANAGING PRINCIPAL AND CEO, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV

Owns (1)

← BRYANT, LISA, MOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 3, 2012 to presentfactForm ADV

Moved with (1)

→ PATTON ALBERTSON MILLER GROUP, LLCRegistered adviser5 advisors, firm absorbed, same day
Nov 30, 2015 to Dec 4, 2015factForm ADV

Registered with (9)

← KEITH ALLEN JAWORSKIAdvisorregistration: previous registration
Feb 17, 2012 to Nov 30, 2015factForm ADV
← JOHN MARC ALBERTSONAdvisorregistration: previous registration
Aug 25, 2010 to Nov 30, 2015factForm ADV
← JAMES B. PATTONAdvisorregistration: previous registration
Oct 18, 2006 to Nov 30, 2015factForm ADV
← ROBERT DAVID MALOYAdvisorregistration: previous registration
Jun 19, 2009 to Nov 30, 2015factForm ADV
← RACHEL SPENCER AYRESAdvisorregistration: previous registration
Feb 24, 2011 to Nov 30, 2015factForm ADV
← BOBBY ALLAN FUTCHAdvisorregistration: previous registration
Oct 26, 2011 to Nov 30, 2015factForm ADV
← FREDERICK ALONSO SUPANAdvisorregistration: previous registration
Jan 15, 2013 to Nov 30, 2015factForm ADV
← JUSTIN T PORTERAdvisorregistration: previous registration
Apr 24, 2015 to Nov 30, 2015factForm ADV
← JOHN ROWLAND HEALYAdvisorregistration: previous registration
Mar 5, 2007 to Dec 9, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92b069b2-5c08-5d3e-797d-f0dc83bf797d
First observed: Mar 23, 2012
Last observed: Jun 2, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATTON ALBERTSON & MILLER LLC

CRD 126145

MACON, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92b069b2-5c08-5d3e-797d-f0dc83bf797d

Data as of Jun 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBERTSON, JOHN, MARC

PRINCIPAL, DIRECTOR OF CLIENT SERVICES

yes

03/2003

Mar 23, 2012

Jun 2, 2015

MILLER, WILLIAM, PRESS

PRINCIPAL, CHIEF INVESTMENT OFFICER

yes

03/2003

Mar 23, 2012

Jun 2, 2015

PATTON, JAMES, B

MANAGING PRINCIPAL AND CEO

yes

03/2003

Mar 23, 2012

Jun 2, 2015

BRYANT, LISA, M

CHIEF COMPLIANCE OFFICER

09/2012

Oct 3, 2012

Jun 2, 2015

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

n/a

Chattanooga

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 9, 2015

$526M

$517M

n/a

2013

Mar 14, 2014

$516M

$509M

n/a

2012

Feb 28, 2013

$495M

$486M

n/a

2011

Mar 23, 2012

$420M

$407M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$526M

$516M

1.8%

$420M

7.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PATTON ALBERTSON MILLER GROUP, LLC

Nov 30, 2015

Dec 4, 2015

MACON, GA

Firm absorbed

Other

62.5%

PATTON ALBERTSON MILLER GROUP, LLC

Nov 30, 2015

CHATTANOOGA, TN

Channel change

Other

37.5%