DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• C•••••• A•••••••• L••
PRAIRIE VILLAGE, KS | Bradenton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• C•••••• A•••••••• L•• | Independent wealth | Feb 19, 2025 | n/a | yes | Bradenton, FL|PRAIRIE VILLAGE, KS | Current employment |
| Q••••••••• I••••••••• L•• | n/a | Jul 2, 2021 | Feb 26, 2025 | no | BRADENTON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q••••••••• I••••••••• L•• | F••••• C•••••• A•••••••• L•• | Feb 26, 2025 | Feb 19, 2025 | -7 | Firm change | Other |
| P••••• A•••••••• M••••• G••••• L•• | C• D•••• P•••••• W•••••• L•• | Jul 7, 2020 | Mar 29, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 126145:281558:GA:2015-11-30 | Nov 30, 2015 | Dec 4, 2015 | ATLANTA, GA | Firm change |
| C• D•••• P•••••• W•••••• L•• | Former SEC adviser | Mar 29, 2019 | Jan 3, 2020 | no | ST. PETERSBURG, FL | Previous registration |
| P••••• A•••••••• M••••• G••••• L•• | Independent wealth | Jan 19, 2018 | Jul 7, 2020 | no | Atlanta, GA | Previous registration |
| P••••• A•••••••• M••••• G••••• L•• | Independent wealth | Dec 4, 2015 | Dec 31, 2017 | no | Atlanta, GA | Previous registration |
| P••••• A•••••••• • M••••• L•• | Former SEC adviser | Feb 17, 2012 | Nov 30, 2015 | no | ATLANTA, GA | Previous registration |
| A•••• A•••• M••••••••• L•• | n/a | Oct 29, 2010 | Dec 31, 2011 | no | A••••RETTA, GA | Previous registration |
| F••••• A•••• M••••••••• L•• | n/a | May 1, 2009 | Dec 31, 2011 | no | ALPARETTA, GA | Previous registration |
| -466 |
| Firm change after gap |
| RIA to RIA |
| C• D•••• P•••••• W•••••• L•• | Q••••••••• I••••••••• L•• | Jan 3, 2020 | Jul 2, 2021 | 546 | Firm change after gap | Other |
| P••••• A•••••••• • M••••• L•• | P••••• A•••••••• M••••• G••••• L•• | Nov 30, 2015 | Dec 4, 2015 | 4 | Channel change | Other |
| F••••• A•••• M••••••••• L•• | A•••• A•••• M••••••••• L•• | Dec 31, 2011 | Oct 29, 2010 | -428 | Firm change after gap | Other |
| A•••• A•••• M••••••••• L•• | P••••• A•••••••• • M••••• L•• | Dec 31, 2011 | Feb 17, 2012 | 48 | Firm change | Other |