DFX Intelligence

D••••• M•• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

D••••• M•• F••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Clearwater, FL

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Search this name across graphsid dfx:ria:92c82359-6a5e-2885-c156-813f2528116e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 28, 2024	n/a	yes	Clearwater, FL\|Clearwater, FL	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jul 24, 2020	Oct 24, 2024	no	St. Petersburg, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 24, 2024	Oct 28, 2024	4	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	Oct 24, 2024	Jul 24, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
519:162200:FL:2024-10-16	Oct 24, 2024	Jul 24, 2020	PALM BEACH GARDENS, FL	Firm change after gap

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jul 24, 2020 to Oct 24, 2024factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jul 22, 2020 to Oct 24, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Oct 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92c82359-6a5e-2885-c156-813f2528116e
First observed: Nov 22, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.