DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• M•• F••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedClearwater, Fldual registrantIAPD 4992600

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••••• Mae Forster

At current firm

1 y

since Oct 28, 2024

In the industry

20 y

since Oct 20, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Oct 28, 2024 · Clearwater, Fl
C•••••• A••••••• BD affiliated
Jul 24, 2020 to Oct 24, 2024 · St. Petersburg, Fl
L•••••• I••••••••• independent RIA
Jul 22, 2020 to Oct 24, 2024 · St. Petersburg, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 11, 2007 to Jul 22, 2020 · New York, Ny
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Nov 22, 2005 to Aug 30, 2007 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 24, 2024, registered Oct 28, 2024 (4 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Oct 24, 2024, registered Jul 24, 2020 (-1553 days) · RIA to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to L•••••• I•••••••••
left Jul 22, 2020, registered Jul 22, 2020 (0 days) · Affiliated broker-dealer or bank to another
T• R••• P•••• A••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••
left Aug 30, 2007, registered Sep 11, 2007 (12 days) · Other

Signals

D••••• M•• F•••••• left C•••••• A••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-10-28)
Oct 24, 2024 · Advisor changed firm · fact
D••••• M•• F•••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2020-07-24)
Oct 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address