DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• W••••• P•••••••• L••
CLAYTON, MO | LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• W••••• P•••••••• L•• | Independent wealth | May 1, 2026 | n/a | yes | CLAYTON, MO|LAKE OSWEGO, OR | Current employment |
| S••••••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 4, 2013 | Jun 10, 2026 | no | LAKE OSWEGO, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• W••••• M••••••••• L•• | P•••••••• W••••• P•••••••• L•• | Jun 10, 2026 | May 1, 2026 | -40 | Firm change after gap | RIA to RIA |
| C•••••• W••••• M••••••••• L•• | S•••••• F•••••••• N•••••••• | Dec 10, 2013 | Jul 13, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 167539:331565:OR:2026-06-10 | Jun 10, 2026 | May 1, 2026 | LAKE OSWEGO, OR | Firm change after gap |
| S•••••• F•••••••• N•••••••• | Independent wealth | Jul 13, 2009 | Jul 31, 2012 | no | LAKE OSWEGO, OR|PORTLAND, OR | Previous registration |
| C•••••• W••••• M••••••••• L•• | n/a | Jun 10, 2009 | Dec 10, 2013 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| B•••••••• I••• | n/a | Mar 30, 2006 | Oct 17, 2006 | no | SAN FRANCISCO, CA | Previous registration |
| A••••••••• S••••••••• C•••• | n/a | Jun 16, 2003 | Apr 8, 2005 | no | LAKE OSWEGO, OR | Previous registration |
| A••••••••• P••••••• I••••••••• A••••••• I•• | n/a | Apr 22, 2002 | Apr 8, 2005 | no | LAKE OSWEGO, OR | Previous registration |
| -1,611 |
| Firm change after gap |
| Other |
| S•••••• F•••••••• N•••••••• | S••••••••• W••••• M••••••••• L•• | Jul 31, 2012 | Jun 4, 2013 | 308 | Firm change | Other |
| B•••••••• I••• | C•••••• W••••• M••••••••• L•• | Oct 17, 2006 | Jun 10, 2009 | 967 | Firm change after gap | Other |
| A••••••••• P••••••• I••••••••• A••••••• I•• | A••••••••• S••••••••• C•••• | Apr 8, 2005 | Jun 16, 2003 | -662 | Firm change after gap | Other |
| A••••••••• S••••••••• C•••• | B•••••••• I••• | Apr 8, 2005 | Mar 30, 2006 | 356 | Firm change | Other |