RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• A•••••• D•••••
- P•••••••• W••••• P•••••••• L•• independent RIA currentsince May 1, 2026 · Clayton, Mo
- S••••••••• W••••• M••••••••• L•• formerJun 4, 2013 to Jun 10, 2026 · Lake Oswego, Or
- S•••••• F•••••••• N•••••••• independent RIAJul 13, 2009 to Jul 31, 2012 · Lake Oswego, Or
- C•••••• W••••• M••••••••• L•• unclassifiedJun 10, 2009 to Dec 10, 2013 · Portland, Or
- B•••••••• I••• unclassifiedMar 30, 2006 to Oct 17, 2006 · San Francisco, Ca
- A••••••••• S••••••••• C•••• unclassifiedJun 16, 2003 to Apr 8, 2005 · Lake Oswego, Or
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedApr 22, 2002 to Apr 8, 2005 · Lake Oswego, Or
- S••••••••• W••••• M••••••••• L•• to P•••••••• W••••• P•••••••• L••left Jun 10, 2026, registered May 1, 2026 (-40 days) · RIA to RIA · moved with a team
- C•••••• W••••• M••••••••• L•• to S•••••• F•••••••• N••••••••left Dec 10, 2013, registered Jul 13, 2009 (-1611 days) · Other
- S•••••• F•••••••• N•••••••• to S••••••••• W••••• M••••••••• L••left Jul 31, 2012, registered Jun 4, 2013 (308 days) · Other
- B•••••••• I••• to C•••••• W••••• M••••••••• L••left Oct 17, 2006, registered Jun 10, 2009 (967 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to A••••••••• S••••••••• C••••left Apr 8, 2005, registered Jun 16, 2003 (-662 days) · Other
- A••••••••• S••••••••• C•••• to B•••••••• I•••left Apr 8, 2005, registered Mar 30, 2006 (356 days) · Other
- T•••••• A•••••• D••••• left S••••••••• W••••• M••••••••• L•• for P•••••••• W••••• P•••••••• L•• (registered 2026-05-01)Jun 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address