DFX Intelligence

S•••••• F•••••••• N••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••••• F•••••••• N••••••••

S•••••• F•••••••• N•••••••• LLC, CRD 146844

PORTLAND, OR

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Search this name across graphsid dfx:ria:bc6e6cd4-070b-2413-60bc-97517a159d82

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 5, 2025 to Mar 29, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $148M••• Locked
Discretionary RAUM: $136M
Private client RAUM: $133Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $49.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••• D•••• H••••••	Certified Financial Planner	PORTLAND, OR	7	18	1	no
K••••• R• A•••••••	n/a	PORTLAND, OR	5	11

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$148M	$136M	3	3	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$148M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Registered with (7)

← A••••• S••••••Advisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← K••••• R• A•••••••Advisorregistration: current employment
Feb 12, 2021 to presentfactForm ADV
← A•••• D•••• H••••••Advisorregistration: current employment
Jul 25, 2019 to presentfactForm ADV
← JONAS BENJAMIN MERRILL

Dated events

Occurred
Sep 13, 2023
Advisor changed firm
Jonas Benjamin Merrill left S•••••• F•••••••• N•••••••• for Pathlight Financial Planning Llc (registered 2023-10-06)
Form ADVobserved 7 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Scott Mitchell Frey left S•••••• F•••••••• N•••••••• for Planful Finance Llc (registered 2022-09-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc6e6cd4-070b-2413-60bc-97517a159d82
First observed: Jun 5, 2025
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.