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Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
FLORHAM PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 26, 2025 | n/a | yes | FLORHAM PARK, NJ | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 24, 2021 | Sep 29, 2025 | no | FLORHAM PARK, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A••••••••• F•••••••• S•••••••• L•• | Sep 29, 2025 | Sep 26, 2025 | -3 | Firm change | Wirehouse to ibd |
| H••• S••••••••• •••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 14, 2021 |
| H••• S••••••••• •••• I••• | Bd affiliated wealth | Feb 15, 2019 | Jan 14, 2021 | no | NEW YORK, NY | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 29, 2017 | Dec 18, 2018 | no | RED BANK, NJ|MINNEAPOLIS, MN | Previous registration |
| 69 |
| Firm change |
| Ibd to wirehouse |
| W•••• F•••• A••••••• | H••• S••••••••• •••• I••• | Dec 18, 2018 | Feb 15, 2019 | 59 | Firm change | Wirehouse to ibd |