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Advisor at HIGHROAD WEALTH ADVISORS, LLC
COOS BAY, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHROAD WEALTH ADVISORS, LLC | Independent wealth | Aug 1, 2024 | n/a | yes | COOS BAY, OR | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 14, 2014 | Aug 9, 2024 | no | COOS BAY, OR | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 21, 2014 | no | Coos Bay, OR | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 5, 2008 | Jun 1, 2009 | no | COOS BAY, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | HIGHROAD WEALTH ADVISORS, LLC | Aug 9, 2024 | Aug 1, 2024 | -8 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Feb 21, 2014 | Feb 14, 2014 | -7 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:331566:OR:2024-08-09 | Aug 9, 2024 | Aug 1, 2024 | COOS BAY, OR | Firm change |