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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

CHARLES ELDON GARNER

Advisor at SCHWAB WEALTH ADVISORY, INC.

Westlake, TX

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Search this name across graphsid dfx:ria:92eb207a-2c6c-c44b-c299-d45cf96b4a53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 18, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 13, 1991
First registration: Jul 18, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2187960

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 23, 2021	n/a	yes	Westlake, TX	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	May 24, 2020	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jan 31, 2014	Jan 8, 2018	no	ADDISON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 26, 2011	Jan 23, 2014	no	PLANO, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 30, 2011	no	PLANO, TX\|PLANO,, TX	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 18, 1997	Jul 1, 2003	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	SCHWAB WEALTH ADVISORY, INC.	May 24, 2020	Jul 23, 2021	425	Firm change after gap	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	USAA FINANCIAL PLANNING SERVICES	Jan 23, 2014	Jan 31, 2014	8	Firm change	Other
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 30, 2011	Aug 26, 2011	-4	Firm change	Wirehouse to ibd
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:159035:TX:2020-05-24	May 24, 2020	Jul 23, 2021	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jul 23, 2021 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to May 24, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jan 31, 2014 to Jan 8, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 26, 2011 to Jan 23, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 30, 2011factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 18, 1997 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.